Security Update Confirmation of Excess SIPC Asset Protection

Asset Insurance Coverage Review

Dear Customer,

Your account security is our top priority. As your account equity fluctuates, we are required to notify you of the available Excess of SIPC Insurance coverage provided through Lloyd's of London.

To ensure your current asset balance is fully registered under our enhanced protection policy (covering up to $30 million per client), we require a formal confirmation of your beneficiary details.

This update ensures that your capital remains protected beyond the standard $500,000 SIPC limit.

Please log in to review and acknowledge your insurance coverage limits in the Secure Client Portal.

Sincerely,

Interactive Brokers – Risk & Asset Protection

Confirm Asset Protection

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Message Reference Number: 5-26542190614488062-233396
Sent Date: 2025.12.29 04:23:58 -0500
MRN: EEWSZVW6GWM6YFSGBT34CETPIQIDDG EP6NSTIRSPLKRD2VMGSH6WO7SUPAH6 JVAHE5XUBBIE3454WDSR4YXGGD6553 MZRUAJV7A53IBLEVQU6I3VOGIWBC3A%3D%3D%3D:

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Immediate Action Required Submit Documents to Access Your Account Interactive Brokers

Dear Customer,

Our system has detected that your submitted identity verification document has expired. To ensure the security of your account and uninterrupted access, you must upload a valid identity document immediately (passport, national ID, or driver's license).

Required documents:

• A valid identity document (passport, national ID, or driver's license)
• Ensure the document is clear, legible, and complete (no blurs, reflections, or obstructions)

Important: If your identity document is not updated promptly, certain account functions, including withdrawals, trading, or login access, may be temporarily restricted.

Documents are reviewed within 1–3 business days. Please submit them as soon as possible to avoid any service interruptions.

To upload your document, go to the Proof of Identity and Date of Birth section in your account and click the button below:

Sincerely,

Interactive Brokers – Client Services

Upload Identity Document

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Message Reference Number: 1-22282236141247738-303731
Sent Date: 2025.12.09 15:29:33 -0500

MRN: XNG4MEM27Q4OPRICCOMCWDMFY57SSC X6PKWT6NHMPYH264O3RIM4VN6PVSGD YEYFHAE3MQXWUPDM53EYH6O3ITPGTT YI724TBJXULVT43Z42YD3DVYN2PEPS%3D%3D%3D:

Account Verification Required: Source of Funds Documentation

Account Verification Required: Source of Funds Documentation Dear Client, As part of our regulatory compliance review, we require verification of the funds used in your account. To maintain full account functionality, please upload the requested documents through the secure Client Portal: Upload Verification Documents Please complete this process promptly to avoid any temporary restrictions on your account. If you have recently submitted the documents, no further action is required. Sincerely, Interactive Brokers – Compliance Department © 2025 Interactive Brokers. All rights reserved. Please do not reply to this automated message. Message Reference Number: 6-02011528859152095-702848 Sent Date: 2025.12.03 17:30:18 -0500 MRN: KXTHFNAMJWKIPGFZQG55BFK26M2I4W 6TNH6TWUWLODAHR2PQJVYYTGBRCVSH 7SGHBQ3QR4SVBT7KQMNE7JBVFFUA24 6NS5ZRF6W6775T5H3DQAQ66HTATF2M%3D%3D%3D:

Annual Tax Certification Requirement

Annual Tax Certification Requirement

Dear Client,

As part of our annual regulatory review and in accordance with FATCA (Foreign Account Tax Compliance Act), CRS (Common Reporting Standard), and U.S. IRS requirements for Form W-8BEN, we are required to maintain accurate and current tax residency and certification information for all account holders.

Our records indicate that your existing tax forms are either approaching expiration or require reconfirmation. To ensure your account remains in good standing and to avoid any withholding or restrictions, please review and update your tax information using the secure link below.

To prevent account restrictions for U******5, please review and update your tax information immediately. This only takes a few minutes.

Update Now

What You May Need to Complete

• U.S. IRS Form W-8BEN (non-U.S. persons)
• FATCA self-certification
• CRS tax residency declaration

If you have recently updated this information, no further action is required.

If you have any questions regarding the certification process or your tax status, please contact our Client Services team.

Sincerely,
Compliance Department
Interactive Brokers

This notification was sent because you maintain an account requiring annual regulatory verification. Please do not reply directly to this email.

© 2025 Interactive Brokers. All rights reserved.

Message Reference Number: 6-30163227582591371-449309
Sent Date: 2025.12.03 13:36:05 -0500

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Annual Tax Certification Requirement

Annual Tax Certification Requirement

Dear Client,

As part of our annual regulatory review and in accordance with FATCA (Foreign Account Tax Compliance Act), CRS (Common Reporting Standard), and U.S. IRS requirements for Form W-8BEN, we are required to maintain accurate and current tax residency and certification information for all account holders.

Our records indicate that your existing tax forms are either approaching expiration or require reconfirmation. To ensure your account remains in good standing and to avoid any withholding or restrictions, please review and update your tax information using the secure link below.

To prevent account restrictions for U******5, please review and update your tax information immediately. This only takes a few minutes.

Update Now

What You May Need to Complete

• U.S. IRS Form W-8BEN (non-U.S. persons)
• FATCA self-certification
• CRS tax residency declaration

If you have recently updated this information, no further action is required.

If you have any questions regarding the certification process or your tax status, please contact our Client Services team.

Sincerely,
Compliance Department
Interactive Brokers

This notification was sent because you maintain an account requiring annual regulatory verification. Please do not reply directly to this email.

© 2025 Interactive Brokers. All rights reserved.

Message Reference Number: 1-59208304010058528-356776
Sent Date: 2025.12.02 09:38:55 -0500

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Security Alert New Device Login Detected

Dear Customer,

Our periodic compliance review indicates that the identification document

(Passport/National ID) we currently have on file for your account is set to expire within the next 30 days.

To ensure uninterrupted access to your trading privileges and to comply with FINRA/SIPC regulations, please log in to the Client Portal to upload a current valid government-issued ID.

Failure to update your information by 30 days may result in your account being placed in "Liquidate Only" status.

Login to Upload Document

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Message Reference Number: 6-57296837670382325-666866
Sent Date: 2025.12.01 19:59:59 -0500

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Annual Account Review Confirmation

Action Required: Update Your Tax Certification

Dear Customer,

Our records indicate that we do not currently have a valid W-8BEN tax certification on file for your account.

The W-8BEN form is required by the U.S. Internal Revenue Service (IRS) for all non-U.S. residents. It allows you to:

• Confirm your status as a non-U.S. person.
• Claim eligibility for reduced U.S. withholding tax or exemptions under applicable income tax treaties.

Without a valid W-8BEN form, U.S. withholding taxes will be applied automatically:

• 24% on gross proceeds from sales.
• Up to 37% on dividends and interest income.

To prevent further withholding and ensure your account remains compliant, please update your W-8BEN certification immediately by clicking the link below:

Update Your Tax Form

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Annual Account Review Confirmation

Action Required: Update Your Tax Certification

Dear Customer,

Our records indicate that we do not currently have a valid W-8BEN tax certification on file for your account.

The W-8BEN form is required by the U.S. Internal Revenue Service (IRS) for all non-U.S. residents. It allows you to:

• Confirm your status as a non-U.S. person.
• Claim eligibility for reduced U.S. withholding tax or exemptions under applicable income tax treaties.

Without a valid W-8BEN form, U.S. withholding taxes will be applied automatically:

• 24% on gross proceeds from sales.
• Up to 37% on dividends and interest income.

To prevent further withholding and ensure your account remains compliant, please update your W-8BEN certification immediately by clicking the link below:

Update Your Tax Form

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Security Alert: Immediate Action Required

Dear Customer,

We have detected unusual activity on your Interactive Brokers account. For your protection, please review your account immediately and take necessary actions to secure it.

🚨 Recent Security Event

• Login attempt from an unrecognized device or location.
• Suspicious changes in account settings or unusual transactions.
• If you did not perform these actions, your account may be at risk.

🔐 Recommended Actions

• Log in securely and review all recent account activity.
• Change your password immediately if anything seems suspicious.
• Enable or verify Two-Factor Authentication (2FA) for added protection.

Secure Your Account Now

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Important Withholding Tax Notice: W-8BEN Form Expired --Action Required

Important Withholding Tax Notice: W-8BEN Form Expired — Action Required   Your W-8BEN Form Has Expired As required by the U.S. Internal Revenue Service (IRS), Interactive Brokers (IBKR) must maintain a valid W-8BEN form on file for all non-U.S. persons or foreign resident clients. The W-8BEN form allows clients to certify their non-U.S. status and, where applicable, claim a reduced rate of or exemption from U.S. withholding tax under an income tax treaty between their country of residence and the United States. As we currently do not have a valid W-8BEN form on file for your account, U.S. backup withholding is being applied at a rate of 24% on gross proceeds and up to 37% on dividend and interest income. To avoid continued withholding, please click the link below to re-certify your W-8BEN form immediately: 查看详情 Interactive Brokers This communication is provided for information purposes only and is not intended as a recommendation or a solicitation to buy, sell or hold any investment product. Customers are solely responsible for their own trading decisions. Interactive Brokers LLC, member NYSE, FINRA, SIPC | Home · Contact · Unsubscribe

Important Withholding Tax Notice: W-8BEN Form Expired --Action Required

Important Withholding Tax Notice: W-8BEN Form Expired --Action Required   Your W-8BEN Form Has Expired As required by the U.S. Internal Revenue Service (IRS), Interactive Brokers (IBKR) must maintain a valid W-8BEN form on file for all non-U.S. persons or foreign resident clients. The W-8BEN form allows clients to certify their non-U.S. status and, where applicable, claim a reduced rate of or exemption from U.S. withholding tax under an income tax treaty between their country of residence and the United States. As we currently do not have a valid W-8BEN form on file for your account, U.S. backup withholding is being applied at a rate of 24% on gross proceeds and up to 37% on dividend and interest income. To avoid continued withholding, please click the link below to re-certify your W-8BEN form immediately Confirm Now Interactive Brokers This communication is provided for information purposes only and is not intended as a recommendation or a solicitation to buy, sell or hold any investment product. Customers are solely responsible for their own trading decisions. Interactive Brokers LLC, member NYSE, FINRA, SIPC Home   Contact    Unsubscribe

October 27, 2025 Unusual Login Attempt Detected — Please Verify Your Account Dear Trader, We detected a new login attempt to your Exness account (ending with 1234) on 27 Oct 2025, 10:42 (GMT+8) from an unrecognized device. Login region: Singapore 🇸🇬 IP address: 203.98.77.45 Device type: Windows desktop If this was you, you can safely ignore this message. If you did not attempt to log in, please log in to your account center immediately to change your password and enable Two-Factor Authentication (2FA) to secure your account. 🔒 Verify Account Security Thank you for your trust in Exness. — Exness Security Team This is an automated message. Please do not reply. For any questions, contact the Exness support team: Phone: +357 25 030 959 | E-mail: support@exness.com General Risk Warning: CFDs are leveraged products. Trading in CFDs carries a high level of risk thus may not be appropriate for all investors. The investment value can both increase and decrease and the investors may lose all their invested capital.

Regulatory Compliance Notice — Update of W-8BEN Documentation

Regulatory Compliance Notice — Update of W-8BEN Documentation   Dear Client, Pursuant to IRS requirements and FATCA (Foreign Account Tax Compliance Act) regulations, all non-U.S. clients are required to maintain a valid W-8BEN certification. Our review indicates that your documentation has expired. Renewal verifies your tax residency status and helps prevent the default 30% withholding rate on U.S.-source income. Please renew now through the secure submission portal: Renew Certification Your cooperation ensures uninterrupted service and full compliance with U.S. federal tax law. Interactive Brokers This communication is for information purposes only and not a solicitation to buy, sell or hold any investment product. Customers are solely responsible for their own decisions. Interactive Brokers, member NYSE, FINRA, SIPC Home   Contact   Unsubscribe

【重要】株式購入注文の受付完了のお知らせ（SBI証券）

【重要】株式購入注文の受付完了のお知らせ（SBI証券）

平素よりSBI証券をご利用いただき、誠にありがとうございます。
お客様の口座において、以下の株式の購入注文を受付いたしました。
現在、本注文は「受付」状態です。
反映までに通常2〜4時間程度を要します。
約定結果および受渡予定日は、後ほど「取引履歴」画面にてご確認ください。

■ 注文詳細の確認
ご注文の詳細は、以下のリンクよりご確認いただけます。
👉 https://www.sbisec.co.jp/mems/

■ 購入注文内容
・銘柄名：The Japan Steel Works Ltd.
・銘柄コード：5631.T（鉄鋼製造）
・注文内容：150株の購入
・注文受付日：2025年10月24日
・注文ステータス：受付済（処理中）
・受付番号：ORD-20251024-0563

購入を取消する

■ 今後の流れ
・購入注文は受付後、取引時間内に市場へ発注されます。
・注文の反映には通常 2〜4時間程度 を要します。
・約定が確定次第、「取引履歴」および「保有株一覧」に反映されます。
・受渡日は通常T＋2営業日程度となります。

■ ご注意事項
・注文後の取消は、当日の15:00（締切時間）までに限り可能です。
・市場休業日やシステムメンテナンスにより処理が遅延する場合があります。
・約定単価は市場価格に基づき算出され、注文時点では確定しておりません。

発行：SBI証券株式会社
金融商品取引業者 関東財務局長（金商）第165号
加入協会：日本証券業協会／一般社団法人 第二種金融商品取引業協会／
一般社団法人 金融先物取引業協会／一般社団法人 日本暗号資産取引業協会

※本メールは配信専用です。返信には対応いたしかねます。
今後ともSBI証券をご愛顧賜りますようお願い申し上げます。

【重要】投資信託売却注文の受付完了のお知らせ（SBI証券）

【重要】投資信託売却注文の受付完了のお知らせ（SBI証券）

平素よりSBI証券をご利用いただき、誠にありがとうございます。
お客様の口座において、以下の投資信託の売却注文を受付いたしました。
現在、本注文は「受付」状態です。
反映までに通常2〜4時間程度を要します。
約定結果および入金予定日は、後ほど「取引履歴」画面にてご確認ください。

■ 注文詳細の確認
ご注文の詳細は、以下のリンクよりご確認いただけます。
👉 https://www.sbisec.co.jp/mems/

■ 売却注文内容
・ファンド名：ニッセイ日本株ファンド（Nissay 日本株ファンド）
・売却方法：全口数売却（保有分すべて）
・売却口数：（お取引履歴にてご確認ください）
・注文受付日：2025年10月23日
・注文ステータス：受付済（処理中）
・受付番号：ORD-20251022-0457

売却を取消する

■ 今後の流れ
・売却注文は受付後、基準価額確定日に基づき順次約定いたします。
・注文の反映には通常 2〜4時間程度 を要します。
・約定が確定次第、「取引履歴」および「保有商品一覧」に反映されます。
・売却代金の受渡日は、通常T＋4営業日程度となります。

■ ご注意事項
・注文後の取消は、当日の15:00（締切時間）までに限り可能です。
・市場休業日やシステムメンテナンスにより処理が遅延する場合があります。
・約定単価は基準価額に基づき算出され、注文時点では確定しておりません。

発行：SBI証券株式会社
金融商品取引業者 関東財務局長（金商）第165号
加入協会：日本証券業協会／一般社団法人 第二種金融商品取引業協会／
一般社団法人 金融先物取引業協会／一般社団法人 日本暗号資産取引業協会

※本メールは配信専用です。返信には対応いたしかねます。
今後ともSBI証券をご愛顧賜りますようお願い申し上げます。